Quarterly SEC Round-Up – Q2 2023
The Linklaters SEC Transactions and Compliance (“STAC”) Group’s quarterly round-ups provide our updates and thoughts on the latest developments in SEC rulemaking and other matters of U.S. federal securities law.
In our Q2 2023 round-up, we look at the SEC’s latest rulemaking agenda, the NYSE’s and Nasdaq’s compensation clawback requirements and the SEC’s share repurchase disclosure rules, among other developments. Our Chair of U.S. TMT & Data Solutions also provides his thoughts on SEC Enforcement Division Director Grewal’s speech on the five principles guiding the SEC’s approach to cybersecurity and disclosure.
The Linklaters STAC Group provides U.S. public company advice to foreign private issuers listed or transacting in the United States. The Group advises on the full spectrum of SEC matters and is made up of lawyers from across the Linklaters network.
For further information, please contact:
Mike Bienenfeld, Partner, Linklaters
mike.bienenfeld@linklaters.com