Capital Markets Archives - Conventus Law

List of Capital Markets

June 4, 2015

Hong Kong – Listed Companies, SFC’s Corporate Regulation Newsletter, Disclosure Obligations.

June 4, 2015

Listed Company, New Listing Decision LD86- 2015, Cash Flow During Non-Compliance Period Not To Count Towards Minimum Cash Flow Requirement.

June 2, 2015

Indonesian Financial Services Authority In Review.

May 28, 2015

Hong Kong – Amendments To The Regulatory Regime For Dark Pool Operators.

May 28, 2015

Regulatory Updates In India.

May 20, 2015

SFC’S Landmark Winding Up Of China Metal (Holdings) Limited In The Public Interest.

May 14, 2015

New And Upcoming Changes To The SGX Listing Rules.

May 13, 2015

SFC Licensed Corporations To Be Exempted From CFTC Registration As FCMS When Dealing With US Customers In Relation To Futures Trading.

May 11, 2015

Singapore – Facilitating Securities-Based Crowdfunding.

May 5, 2015

Exchange Revised Various Checklists, Forms, Frequently Asked Questions, Listing Decisions And Guidelines, All Effective From 1 April 2015.

May 5, 2015

Exchange Updated Various Guidance Letters In Relation To Disclosure In Listing Documents In January 2015.

May 5, 2015

Exchange Published Consultation Conclusions On Review Of Listing Rules On Disclosure Of Financial Information With Reference To The New Companies Ordinance And Hong Kong Financial Reporting Standards.