List of Capital Markets
August 23, 2023
Hong Kong Regulator Broadens Scope Of Insider Dealing.
- Joseph Kwan - Partner, Deacons
August 23, 2023
India – Simplification Of KYC Process And Rationalisation Of Risk Management Framework At KRAs.
- Vineet Aneja - Clasis Law,
August 15, 2023
Hong Kong SFC Broadens Powers To Tackle Insider Dealing, But Puts On Hold Other Proposed Measures Following Industry Feedback.
- Gareth Thomas - Partner, Herbert Smith Freehills
August 15, 2023
Transactions In Corporate Bonds Through Request For Quote (RFQ) Platform By FPIs.
- Vineet Aneja - Clasis Law,
August 15, 2023
India – Validity Period Of Approval Granted By SEBI To Alternative Investment Funds (AIFs) And Venture Capital Funds (VCFs) For Overseas Investment
- Vineet Aneja - Clasis Law,
August 14, 2023
US – SEC Proposes New Conflicts Of Interest Rule For Use Of AI By Broker-dealers And Investment Advisers.
- Stuart D. Levi - Skadden,
August 14, 2023
Japan – Invincible Investment Completes Equity Offering.
August 9, 2023
