List of Capital Markets
October 12, 2023
Singapore – MAS Publishes Response To Feedback Received On Draft Notices On Competency Requirements For Representatives Conducting Regulated Activities Under The Securities And Futures And Financial Advisers Act.
- Eric Chan - Shooklin & Bok, Shook Lin & Bok
October 11, 2023
Philippines – SEC MC No. 17-2023 Bulletin.
October 10, 2023
Hong Kong Stock Exchange Proposes GEM Listing Reforms.
- Ronny Chow - Partner, Deacons
October 5, 2023
China – The Other Shoe Drops – Stock Program Trading Reporting Rules Are Released.
- XIE, Qing (Natasha) - JunHe, JunHE
October 4, 2023
US – New Private Fund Adviser Regulations From The SEC.
September 29, 2023
US – 2024 SEC Filing Deadlines And Financial Statement Staleness Dates.
September 29, 2023