Insights on Regulatory & Compliance with Conventus Law

List of Regulatory & Compliance

June 5, 2015

New AML/CFT Predicate Offences, Effective 3 June 2015.

June 4, 2015

Hong Kong – Listed Companies, SFC’s Corporate Regulation Newsletter, Disclosure Obligations.

June 4, 2015

Listed Company, New Listing Decision LD86- 2015, Cash Flow During Non-Compliance Period Not To Count Towards Minimum Cash Flow Requirement.

June 1, 2015

Hong Kong – Regulator Warns Intermediaries Of The Need To Fully Comply With Notification Requirements.

May 29, 2015

Animal Feed Control: An Update On Thailand’s Legislation.

May 29, 2015

Update On Third-Country Equivalence Under EMIR.

May 28, 2015

India – Current Investment Climate

May 28, 2015

Hong Kong – Amendments To The Regulatory Regime For Dark Pool Operators.

May 28, 2015

Regulatory Updates In India.

May 26, 2015

Is It Secret? Is It Safe? Understanding How Hong Kong’s Statutory Secrecy Obligations Apply To Financial Institutions And Funds.

May 20, 2015

Hong Kong – The Revised Code Of Banking Practice.

May 20, 2015

Australia – Key Messages From The 2015 ASIC Annual Forum.