Insights on Regulatory & Compliance with Conventus Law

List of Regulatory & Compliance

June 22, 2018

Singapore – MAS Finalises Regulatory Posture On Short Selling Activities.

June 22, 2018

Singapore – MAS Issues Consultation Paper On Guidelines On Provision Of Financial Advisory Service And Design Of Advisory And Sales Forms.

June 21, 2018

Hong Kong – SFC Compliance And Licensing Hints.

June 21, 2018

Hong Kong – Changes To Professional Investor Rules.

June 21, 2018

Hong Kong – OFC Launch.

June 21, 2018

Hong Kong -Disclosure Requirements For Discretionary Accounts.

June 21, 2018

Lawyers’ Risk And Regulatory Briefing – Summer 2018.

June 21, 2018

India – Prevention Of Insider Trading Norms No More Applicable To Private Companies.

June 20, 2018

India – Subsidiary Is Not A Permanent Establishment But Beware The ‘Virtual Projection’ Risk.

June 20, 2018

China’s Advertising Law – That fine Is (chest)nuts!.

June 20, 2018

Taking Aim At Value: Avoid Overconfidence And Look Again At Risk.

June 19, 2018

China Determination On Unit Liability In Insider Trading Involving A Fund.