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List of Regulatory & Compliance

June 23, 2020

New License Requirement In Lao Payment Services Sector.

June 23, 2020

Malaysia – Integrity & Governance Units (IGU) To Enhance Governance And Ethics In Government Interest Companies.

June 23, 2020

Hong Kong SFC Licensing And Compliance Hints: Embracing Change And The New (Covid-19) Norm.

June 23, 2020

Hong Kong – Nine Months Ban For Breaching Trading Policies.

June 23, 2020

Hong Kong – SFC Imposes $6.4 Million Fine For Product Due Diligence And Suitability Assessment Failures.

June 23, 2020

Mainland China Briefing: Regulators Issue Opinions On Providing Financial Support For The Development Of Greater Bay Area.

June 23, 2020

Hong Kong – SFC Allows Swap-based Leverage And Inverse Products Tracking Mainland Equity Indices.

June 23, 2020

Hong Kong’s SFC Consults On REIT Code.

June 23, 2020

Hong Kong – MPF: More Flexibility In REIT Investments.

June 23, 2020

Refinements To Hong Kong OTC Derivatives Licensing Framework.

June 23, 2020

China – Should Parties Adopt An Asymmetric Jurisdiction Clause In Contracts Involving Mainland China And Hong Kong Entities?

June 23, 2020

India – Covid-19 Update – Relaxation Of Takeover Regulations To Facilitate Promoter Funding In Listed Companies.

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