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List of Regulatory & Compliance

June 27, 2019

Hong Kong – Whistleblower Protection: High Time For A Change!

June 27, 2019

Hong Kong – SFC Licensing And Compliance Hints: Are You Ready For The New Suitability And Complex Product Requirements?

June 27, 2019

FATF Expects To Finalise Mutual Evaluation Report On Hong Kong’s AML/CFT Regime By September 2019.

June 27, 2019

Hong Kong – SFC Circular On Foreign Exchange Margin Trading On The Mainland And Other Activities Not Regulated By The SFC.

June 27, 2019

Hong Kong – Commencement Of The New Regulatory Regime For Insurance Intermediaries.

June 25, 2019

Australia – Raising IDR Standards And Transparency For All Financial Firms.

June 25, 2019

US Securities And Exchange Commission Framework to Regulate Cryptocurrencies.

June 25, 2019

Version 2.0 – Singapore’s Continued Focus On Culture And Conduct.

June 25, 2019

Hong Kong – SFC Circular To Prime Brokers – Risk, Rules And Reward.

June 24, 2019

Singapore – MAS Consults On Proposed AML/CFT Notices For Licensed Payment Services Providers.

June 24, 2019

Malaysia – Election Court Dismisses Petition To declare Jasin GE14 Result null And Void.

June 24, 2019

China – State Council Publishes Regulations For The Management Of Human Genetic Resources.

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