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List of Regulatory & Compliance

February 16, 2019

Hong Kong – Modernisation Of SFC Licensing Process.

February 16, 2019

Hong Kong – Licence Revocation For Window-dressing Of Liquid Capital.

February 16, 2019

Hong Kong – China – Scope Of Mutual Legal Assistance Between The Mainland And Hong Kong Broadens As Jurisdictional Concerns In Cross-border Transactions Are Clarified.

February 16, 2019

Hong Kong – Companies (Amendment) (No. 2) Ordinance 2018: Additional Requirement To Notify Location Of Board Records.

February 16, 2019

China Formally Implements Unified Negative List Regime For Market Access.

February 16, 2019

Hong Kong – SFC Licensing And Compliance Hints.

February 16, 2019

Stock Manipulation And Class Actions In Thailand.

February 16, 2019

China – CSRC Solicits Comments On QFII And RQFII Regulations.

February 16, 2019

Enforcement Focus On China: What Companies Should Do To Be Prepared.

February 16, 2019

Herbert Smith Freehills’ 2019 Guide To Corporate Investigations In China.

February 14, 2019

Japan Joins List Of EU-Approved Countries For Data Transfers.

February 14, 2019

Singapore Offers Guidance On AI Use.

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