Insights on Regulatory & Compliance with Conventus Law

List of Regulatory & Compliance

December 11, 2016

Key Changes To the Guidance Note On Corporate Governance For Authorised Insurers In Hong Kong.

December 11, 2016

Asia Pacific – AIFMD ESMA Sets Out Its Controversial Position On Delegation.

December 9, 2016

Adani Applies For Australian Government Funding For Mine Project.

December 9, 2016

Chinese Exchange Controls Are Disrupting Operations For European Businesses.

December 9, 2016

Hong Kong – First Concluded Case In Relation To Late Disclosure Of Inside Information By A Listed Company.

December 9, 2016

Australia – Water Register Of Foreign Ownership Of Agricultural Land Amendment (Water) Bill 2016.

December 9, 2016

Hong Kong – SFC Compliance And Licensing Hints.

December 9, 2016

Hong Kong – More About Suitability Obligation.

December 9, 2016

Hong Kong – Cost Of Late Disclosure Of Inside Information.

December 9, 2016

Hong Kong – SFC Consults On Asset Management Regulation And Point-Of-Sale Transparency.

December 9, 2016

Effective Resolution Regime For Financial Institutions In Hong Kong: Financial Institutions (Resolution) Ordinance (Cap. 628) Regulations On Protected Arrangements.

December 9, 2016

India – SEBI On Compensation Agreements.