April 7, 2021 Hong Kong – SFC Consults On Conduct Requirements For Bookbuilding And Placing Activities.
April 6, 2021 Hong Kong – HKEx Publishes Guidance Letter On Pre-Vetting For Placing To Connected Clients In An IPO.
April 6, 2021 Hong Kong – SFC’s Consultation Paper On Amendments To The Code On Pooled Retirement Funds.
April 6, 2021 Hong Kong – SFC Consults On The Management And Disclosure Of Climate-Related Risks By Fund Managers.
April 6, 2021 Hong Kong – SFC’s Consultation Paper On Proposed Enhancements To The Competency Framework For Intermediaries And Individual Practitioners.
April 6, 2021 China – The US Securities And Exchange Commission Promulgated Revised Disclosure Rules To Further Approach The Implementation Of The Foreign Company Accountability Act.
April 6, 2021 China – SEC Issues Amended Disclosure Rules, One Step Closer To Implementing The Holding Foreign Companies Accountable Act.
April 6, 2021 India – Disclosing Cryptocurrency Holdings, Benami Properties And Audit Trail: Recent Amendments In The Companies Act.
