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List of Investment Funds

April 24, 2021

Hong Kong SFC Licensing And Compliance Hints.

April 24, 2021

Hong Kong – OFC – An Alternative Structure For SFC- Authorized Funds.

April 24, 2021

Hong Kong – Mainland China Briefing: Recent Developments In Cross-Border Channels: SAFE Issues Another Round Of QDII Quotas In March 2021.

April 24, 2021

Hong Kong – Mainland China Briefing: Recent Developments In Cross-Border Channels: Southbound Trading Of The Bond Connect Scheme Expected To Be Launched Within 2021.

April 24, 2021

Delegation By Managers Under Hong Kong’s OFC Regime.

April 24, 2021

Hong Kong – Disciplinary Action Highlights The Need For Compliance With Sales And Suitability Regulations And Licensing Conditions.

April 22, 2021

India – SEBI Clarifies Key Aspects Of Investment Advisers Regulations Through Informal Guidance.

April 6, 2021

Hong Kong – SFC’s Consultation Paper On Amendments To The Code On Pooled Retirement Funds.

April 2, 2021

U.S.- China-Related Enforcements In 2020: Overview, Risk Indications And Suggestions.

March 31, 2021

Webinar On Hong Kong Open-Ended Fund Companies Hosted By HSBC.

March 30, 2021

Hong Kong – Fund Managers’ Duties Under The Open-ended Fund Company Regime.

March 30, 2021

Impact Of The EU’s SFDR On Hong Kong Fund Managers.

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