Capital Markets Archives - Conventus Law

List of Capital Markets

June 17, 2015

Hong Kong – HKEx Publishes Report On Review Of Disclosure In Listed Companies’ Annual Reports.

June 16, 2015

Europe’s New Bail-In Regime: What It Means For Australian Note Issuance Programmes.

June 15, 2015

Hong Kong – OTC Derivatives Regulation: Reporting Rules Set To Take Effect.

June 12, 2015

Hong Kong – Kept Out In The Cold: The SFC’s New Cold Shoulder Order Register.

June 11, 2015

MAS Consults On Regulatory Framework For Intermediaries Dealing In OTC Derivative Contracts.

June 10, 2015

Coming Soon: Mutual Recognition Of Funds Between Mainland And Hong Kong.

June 5, 2015

OTC Derivatives Draft Rules And Regulations Released: Central Clearing And Single-Sided Trade Reporting.

June 4, 2015

Hong Kong – Listed Companies, SFC’s Corporate Regulation Newsletter, Disclosure Obligations.

June 4, 2015

Listed Company, New Listing Decision LD86- 2015, Cash Flow During Non-Compliance Period Not To Count Towards Minimum Cash Flow Requirement.

June 2, 2015

Indonesian Financial Services Authority In Review.

May 28, 2015

Hong Kong – Amendments To The Regulatory Regime For Dark Pool Operators.

May 28, 2015

Regulatory Updates In India.