Capital Markets Archives - Conventus Law

List of Capital Markets

May 13, 2015

SFC Licensed Corporations To Be Exempted From CFTC Registration As FCMS When Dealing With US Customers In Relation To Futures Trading.

May 11, 2015

Singapore – Facilitating Securities-Based Crowdfunding.

May 5, 2015

Exchange Revised Various Checklists, Forms, Frequently Asked Questions, Listing Decisions And Guidelines, All Effective From 1 April 2015.

May 5, 2015

Exchange Updated Various Guidance Letters In Relation To Disclosure In Listing Documents In January 2015.

May 5, 2015

Exchange Published Consultation Conclusions On Review Of Listing Rules On Disclosure Of Financial Information With Reference To The New Companies Ordinance And Hong Kong Financial Reporting Standards.

April 30, 2015

First Indictable Prosecution For Unlicensed Activities.

April 27, 2015

Capital Markets & Securities Updates.

April 24, 2015

Listed Companies, Consultation Paper, Principles Of Responsible Ownership.

April 24, 2015

Listed Companies, Stock Exchange: Review Of Disclosure In Annual Reports.

April 24, 2015

IPO: Updated Guidance Letter GL64-13, Disclosure Requirements For Application Forms.

April 24, 2015

Listed Companies: Revised FAQs, Listing Decisions And Guides, Effective 1 April 2015.

April 24, 2015

Securities, Enforcement: Winding Up Of China Metal Recycling.