Insights on Regulatory & Compliance with Conventus Law

List of Regulatory & Compliance

June 11, 2015

The Financial Services Industry Reference Check System: To Say Or Not To Say…

June 8, 2015

Regulatory Approvals: Avoiding A State Of Uncertainty.

June 5, 2015

State Launches New Rules On Food Recall System.

June 5, 2015

New AML/CFT Predicate Offences, Effective 3 June 2015.

June 4, 2015

Hong Kong – Listed Companies, SFC’s Corporate Regulation Newsletter, Disclosure Obligations.

June 4, 2015

Listed Company, New Listing Decision LD86- 2015, Cash Flow During Non-Compliance Period Not To Count Towards Minimum Cash Flow Requirement.

June 1, 2015

Hong Kong – Regulator Warns Intermediaries Of The Need To Fully Comply With Notification Requirements.

May 29, 2015

Animal Feed Control: An Update On Thailand’s Legislation.

May 29, 2015

Update On Third-Country Equivalence Under EMIR.

May 28, 2015

India – Current Investment Climate

May 28, 2015

Hong Kong – Amendments To The Regulatory Regime For Dark Pool Operators.

May 28, 2015

Regulatory Updates In India.