Insights on Regulatory & Compliance with Conventus Law

List of Regulatory & Compliance

April 3, 2017

China Connect Showing Its Teeth – First CSRC Sanction Against Manipulative Trading Through Cross-Border Stock Connect.

April 3, 2017

Hong Kong – Former Senior Employee Of Titan Petrochemicals Group Limited Group Of Companies Sanctioned For Insider Dealing In Titan Shares.

April 3, 2017

Hong Kong – HK$15m Fine Handed Out For Sponsor Failures.

April 3, 2017

Hong Kong – MMT Makes First Disqualification Orders Against Officers For Late Disclosure Of Inside Information.

April 3, 2017

Asia Pacific – PRIIPS And The Debt Capital Markets; Practical Considerations For DCM Practitioners.

April 3, 2017

Singapore – Additional Provisions Of The Human Biomedical Research Act To Come Into Force Later This Year.

April 3, 2017

Australia – Class Order 03/824 Remade Following Public Consultation.

April 3, 2017

Hong Kong – Checklist For MIC Regime: What’s Next After Identifying The MICs For The 8+ Core Functions?

April 3, 2017

Japan – Mongolia Economic Partnership Agreement.

April 2, 2017

China – Turn Left? Turn Right? Careful Planning Required By Foreign Investors To Navigate The Challenges.

March 30, 2017

Amendments Proposed To The Indian Leniency Regulations.

March 30, 2017

Indonesia – OJK Issues New Rule On Share Ownership Reporting In Public Companies.