Insights on Regulatory & Compliance with Conventus Law

List of Regulatory & Compliance

June 12, 2015

Hong Kong – Kept Out In The Cold: The SFC’s New Cold Shoulder Order Register.

June 11, 2015

MAS Consults On Regulatory Framework For Intermediaries Dealing In OTC Derivative Contracts.

June 11, 2015

The Financial Services Industry Reference Check System: To Say Or Not To Say…

June 8, 2015

Regulatory Approvals: Avoiding A State Of Uncertainty.

June 5, 2015

State Launches New Rules On Food Recall System.

June 5, 2015

New AML/CFT Predicate Offences, Effective 3 June 2015.

June 4, 2015

Hong Kong – Listed Companies, SFC’s Corporate Regulation Newsletter, Disclosure Obligations.

June 4, 2015

Listed Company, New Listing Decision LD86- 2015, Cash Flow During Non-Compliance Period Not To Count Towards Minimum Cash Flow Requirement.

June 1, 2015

Hong Kong – Regulator Warns Intermediaries Of The Need To Fully Comply With Notification Requirements.

May 29, 2015

Animal Feed Control: An Update On Thailand’s Legislation.

May 29, 2015

Update On Third-Country Equivalence Under EMIR.

May 28, 2015

India – Current Investment Climate